Dominic is responsible for overseeing, performing, and assisting in the completion of various operational and regulatory compliance internal audit engagements. He was involved with the development of the BSA/AML model validation business line and continues to be responsible for the supervision and performance of BSA/AML model validations. Dominic also has experience in consulting engagements relating to BSA/AML model implementation and regulatory compliance monitoring. He has solely worked with clients in the financial industry, which has provided him with an advantage to analyze high-risk areas specific to that industry. Additionally, he assists with staff training and development.
Prior to transitioning to the Internal Audit and Regulatory Compliance Group, Dominic held a role as a Financial Analyst with Snodgrass’s consulting business line where he was involved in the design, analysis, and maintenance of our internally designed bank analytics. This experience provided Dominic with insight into the various business models employed by banks today.